Landlord Compliance Checklist: From Screening to Notices

Key Takeaways
- Before listing: Confirm rental eligibility, inspections, insurance and lead-related obligations.
- Consistent screening: Use lawful criteria and keep a record of application decisions.
- Deposit procedures: Document conditions, protect funds and meet return deadlines.
- Correct notices: Verify the reason, delivery method and any Rochester-specific protections.
A landlord compliance checklist should be repeatable, not assembled after a dispute. Rochester owners must consider New York law and city requirements from advertising to move-out.
At Retain Each, we coordinate screening, inspections, leasing and tenant communication. Use these stages as an overview, and obtain property-specific legal advice.
Stage 1: Before You List
Start by checking the property’s legal rental status, insurance and basic safety. Within Rochester city limits, many rentals require a Certificate of Occupancy and periodic inspection. Rules outside the city may differ.

Address heating, electrical and plumbing defects before showings. Review lead hazards carefully: Rochester has additional inspection requirements for certain older rentals in designated high-risk areas.
Property age and location determine which rules apply.
- Confirm required registrations, occupancy approvals and insurance coverage.
- Check alarms, locks, essential systems and applicable lead disclosures.
Stage 2: Advertising and Fair Housing
Describe the rental’s features, price and policies without expressing preferences about who should live there. Federal, state and local protected categories apply, including lawful source-of-income protections in New York. Record inquiries and offer consistent information.
Stage 3: Screening
Use written, lawful criteria for income, credit and rental history. Verify records consistently, obtain any required authorization and follow consumer-report rules when ordering checks or issuing an adverse-action notice.
Avoid automatic decisions based solely on housing court history.
- Use the same published criteria and verification steps for applicants.
- Keep applications, authorizations and decision records secure.
- Observe New York’s limits on application screening charges.
Stage 4: The Lease
Put rent, due dates, utilities, repairs, access, occupancy rules and delivery of notices in a clear written lease. Ensure fees and provisions comply with applicable law. Incomplete paperwork is among the avoidable management mistakes that complicate ownership.
Check who is responsible for each utility, what constitutes an authorized repair, and which notices the lease permits. State the payment method and any lawful late fee without suggesting that contract language overrides statute.
Review riders for pets, smoking or access against fair housing and habitability duties. A standardized lease should still reflect the actual unit and tenancy.

Save each signed version and supply required disclosures before possession. Later amendments should be acknowledged in writing.
Stage 5: Security Deposits
New York generally limits residential security deposits to one month’s rent and requires landlords to keep them separate from personal funds. The state’s tenants’ rights guidance explains inspection procedures, deductions and the usual 14-day return deadline.
Use dated photographs and condition notes at move-in and move-out. Give required inspection opportunities, deduct only lawful amounts, and send any itemized statement and remaining funds on time. Bank notification duties depend on the property.
Stage 6: Move-In
Give residents the signed lease, required disclosures, keys and clear instructions for rent payment and repair requests. Document the condition of rooms, appliances and safety devices. Retain an accessible copy of the move-in record.
Stage 7: Rent Collection and Late Rent
Post payments accurately and issue receipts where required. If a tenant stops paying, document the balance and follow New York’s separate late-rent notification and formal demand procedures before considering court action.
Stage 8: Maintenance and Repairs
Maintain habitable conditions, respond to urgent heating or water issues, and log requests through completion. Arrange lawful access with appropriate notice where required. Written records help establish the condition reported, action taken and work completed.
Before entry, review lease terms and applicable law rather than assuming a universal notice period; emergency access differs from routine visits.

Keep vendor invoices and completion dates with the tenant’s request so outstanding repairs can be identified without confusion.
Stage 9: Notices
Notice procedures are not interchangeable. A courtesy reminder, a formal rent demand and a court-issued notice serve different purposes.
Owners should first identify the issue, the tenancy type and the required legal document. Confirm the delivery method, time calculation and proof of service before proceeding. Rochester-specific rules may add steps to an otherwise familiar statewide process.
Different situations require different notices. New York Courts explains starting a case outside New York City, including the written demand normally required before a non-payment case. Service errors can invalidate a proceeding.
For Rochester city properties, assess whether Good Cause Eviction protections apply before non-renewal or termination. Covered tenancies may require a legally recognized reason and additional notice information. Consult qualified counsel before initiating court action.
Stage 10: Renewals and Rent Changes
Review leases early. New York may require 30, 60 or 90 days of written notice for certain non-renewals or rent increases, depending on tenancy length. Rochester Good Cause rules may also affect increases.
Stage 11: Move-Out
At move-out, collect keys, inspect, compare photos and settle the deposit on time. Keep invoices supporting deductions before preparing for the next tenancy.
Keep Great Records
Keep leases, applications, rent ledgers, inspection photos, repair requests, notices and proof of service securely. A clear chronology also helps a property management company handle concerns.
The Compliance Master Checklist
- Confirm legal rental status, local inspections and safe conditions.
- Advertise fairly and screen applicants consistently.
- Use compliant leases and protect security deposits.
- Document move-in, maintenance, rent and move-out.
- Verify notices, renewal rules and applicable local protections.
Why Many Owners Hand Compliance to a Professional
Managing these stages takes care. Retain Each supports Rochester-area owners with leasing, inspections, rent collection and maintenance coordination. Legal questions should still go to a qualified attorney.
Frequently Asked Questions About Landlord Compliance
Does Every Rochester Rental Need a Certificate of Occupancy?
Not every property follows the same certificate requirements.
The city generally requires a renewable Certificate of Occupancy for many non-owner-occupied rental properties, with exemptions or different inspection schedules depending on use and occupancy. The rules also differ beyond city limits.
Check the address, number of units, ownership arrangement and any applicable lead-risk designation before advertising. A certificate does not replace ongoing maintenance duties, and an older approval does not establish that all current obligations have been met.
What Should a Landlord Keep After Screening an Applicant?
Keep the application, stated selection criteria, lawful verification results, permissions where required and a record of the decision. If a consumer report influenced an adverse action, retain proof that the required notice was supplied. Limit access to sensitive applicant information.
Use records for a legitimate business purpose and dispose of consumer information securely when legal retention is no longer justified. Consistency matters, but screening must also accommodate applicable fair housing requirements and reasonable accommodation requests.
How Quickly Must a Security Deposit Be Returned in New York?
For most non-regulated residential tenancies, New York generally requires the balance of a security deposit to be returned within 14 days after the tenant vacates. A landlord who makes lawful deductions generally must provide an itemized accounting within that period.
The inspection and notice process also matters. Document the condition before and after occupancy, account for ordinary wear and tear, and check whether different rules apply to a regulated or otherwise specialized tenancy. Ask an attorney about disputed deductions.
What Notices Matter When a Rochester Tenant Falls Behind?
New York generally requires a written late-rent notice by certified mail when rent remains unpaid five days after its due date. Before a typical nonpayment court case, a landlord must also properly serve a written 14-day rent demand. These are distinct steps.
Keep the rent ledger, copies and proof of service together. Do not change locks, stop utilities or remove belongings as a collection tactic. The correct process can vary with the tenancy and circumstances, so review it with counsel before filing.
Can a Rochester Landlord Decline to Renew Any Lease?
Not always. Rochester has adopted New York’s Good Cause Eviction framework, which can limit nonrenewal or termination of covered tenancies without a qualifying reason. Exemptions exist, so coverage must be assessed for the particular property and owner.
Separate New York advance-notice requirements may also apply independently, and the necessary period depends on the circumstances.
Before sending a non-renewal or rent-change notice, carefully confirm coverage, form, delivery method and timing with a New York landlord-tenant attorney.

